Live Scan for FINRA

Fulcrum Biometrics is a certified Electronic Fingerprint Vendor (EFS) for the Financial Industry Regulation Authority.

Electronically submit fingerprints to FINRA and the FBI

The FbF LiveScan FINRA Applicant System provides everything needed to electronically submit fingerprints to FINRA for Broker/Dealers and Funding Portals. Investment advisors should register with the appropriate state agency.

FbF LiveScan FINRA Applicant System with Green Bit Dactyscan84c

FbF LiveScan software is integrated with the Green Bit Dactyscan84c.

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FbF LiveScan FINRA Applicant System with Integrated Biometrics Kojak

FbF LiveScan software is integrated with the Integrated Biometrics Kojak.

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FbF LiveScan FINRA Applicant System with Suprema RealScan G-10

FbF LiveScan software is integrated with the Suprema RealScan G-10.

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FINRA processes fingerprints that firms submit on behalf of their associates who are required to be fingerprinted pursuant to Section 17f-2 of the Securities Exchange Act of 1934

Every firm that sells securities to the public in the United States, and all employees engaged in the securities business--including salespersons, brokers, branch managers, department supervisors, partners, officers and directors--must be licensed and registered by FINRA. A critical part of the hiring process in the securities industry is the background investigation of prospective personnel. Background investigations can help member firms determine whether a prospective employee is subject to a statutory disqualification or whether he or she may present a regulatory risk for the firm and customers.

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